Stoll Berne is investigating the use of Turnkey Asset Management Programs, often called TAMPs. We are interested in speaking with investors whose adviser or broker-dealer is using a TAMP as part of managing the investor’s account.
Learn MoreCody Berne represented a retired couple with claims against a Registered Investment Adviser and Investment Adviser Representatives arising from losses in managed retirement accounts caused by the advisers’ unsuitable trading strategy. The unsuitable trades included put and call options contracts.
Learn MoreStoll Berne shareholder Josh Ross represented four different victims of a fraud perpetrated by a Spokane-area broker. Ross helped his clients recover over $450,000 in stolen investments.
Learn MoreStoll Berne is investigating claims on behalf of investors who lost money with financial advisor and broker Christopher (Chris) Sweistris. Mr. Sweistris, based in Redmond, Oregon, is affiliated with and registered through Berthel Fisher & Company Financial Services, Inc.
Learn MoreCody Berne represented an individual investor whose investment advisor disregarded the client’s investment objectives and put the client’s retirement savings in a high fee, poor performing portfolio of stocks.
Learn MoreCody Berne represented an elderly, retired investor in a FINRA proceeding to recover money lost in an unsuitable alternative investment.
Learn MoreA team of Stoll Berne attorneys are currently representing investors in the various Aequitas companies in a proposed securities class action asserting Oregon Securities Law claims against parties who participated or aided in Aequitas’ sales of securities.
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Josh Ross represented investors who filed claims against their broker/investment advisor and a national brokerage firm.
Learn MoreStoll Berne is investigating the use of Turnkey Asset Management Programs, often called TAMPs. We are interested in speaking with investors whose adviser or broker-dealer is using a TAMP as part of managing the investor’s account.
Cody Berne represented a retired couple with claims against a Registered Investment Adviser and Investment Adviser Representatives arising from losses in managed retirement accounts caused by the advisers’ unsuitable trading strategy.
Stoll Berne shareholder Josh Ross represented four different victims of a fraud perpetrated by a Spokane-area broker. Ross helped his clients recover over $450,000 in stolen investments.
Stoll Berne is investigating claims on behalf of investors who lost money with financial advisor and broker Christopher (Chris) Sweistris. Mr. Sweistris, based in Redmond, Oregon, is affiliated with and registered through Berthel Fisher & Company Financial Services, Inc.
Cody Berne represented an individual investor whose investment advisor disregarded the client’s investment objectives and put the client’s retirement savings in a high fee, poor performing portfolio of stocks.
Cody Berne represented an elderly, retired investor in a FINRA proceeding to recover money lost in an unsuitable alternative investment.
In a securities fraud lawsuit, Stoll Berne represented clients alleging their financial advisor misrepresented his credentials and lied to them about their investments. The firm obtained a $2.3 million default judgment against the financial advisor and his company on claims including securities fraud, breach of contract, elder abuse, and breach of fiduciary duty.
Stoll Berne is investigating LPL Financial in connection with selling Real Estate Investment Trusts, Business Development Companies and other alternative investments to individual investors and retirees.
Stoll Berne is investigating claims involving Galen Kopman, a former broker and investment advisor who worked for LPL and Centarus.
Stoll Berne is investigating the impact on investors of COVID-19 and the resulting volatility in financial markets. With the end of a long bull market, many investors are now seeing evidence of mismanagement, fraud, or other investment misconduct in their accounts.
Stoll Berne is co-lead counsel what is believed to be the largest settlement of a securities case in Oregon history in representing the investors in the case arising out of the Aequitas Ponzi scheme, asserting claims against Aequitas’ auditors, lawyers, and others for participant/aider liability under the Oregon Securities Law.
Keith Ketterling, Keith Dubanevich, and Keil Mueller obtained a $180 million settlement on behalf of Bank of New York Mellon investors in a lawsuit alleging that the bank operated a deceptive foreign currency exchange program.
Robert Stoll, Gary Berne, and Steve Larson obtained an $88 million jury verdict, on behalf of investors in a class action for violations of the federal securities laws.
Stoll Berne attorney Josh Ross represented a former NFL player who invested $400,000 in a real estate development.
Josh Ross successfully represented a former NBA basketball player who filed claims against his broker/investment advisor and firm that employed the broker, alleging the broker defrauded him by misrepresenting facts about an investment, by taking the client’s investment for his personal use, and ultimately by stealing the investment property and selling it for his own use.
Cody Berne and Josh Ross represented Southern Oregon investors who were seeking to recover their investments in a privately held consumer products company.
Cody Berne recovered retirement savings on behalf of an individual investor from an out of state real estate investment fund. The fund had violated the Oregon securities laws in selling membership interests and wrongfully withheld the investor’s funds in violation of Oregon’s financial elder abuse laws.
Josh Ross represented investors who filed claims against their broker/investment advisor and a national brokerage firm.
Gary Berne has represented victims of financial fraud in individual cases and class actions, ranging from claims against brokerage firms to matters involving derivative securities, real estate, TICs, annuities, tax shelters, and offshore scams.
Keith Ketterling and Yoona Park sued a regional bank and broker-dealer for securities fraud on behalf of a group of individual investors who were targeted by defendants for the sale of speculative, illiquid investments in spite of plaintiffs’ lack of sophistication and limited investment horizons.
