Keith Ketterling currently represents two prominent real estate investment companies in the Pacific Northwest.
Keith Ketterling has represented a national broker-dealer in numerous actions against former brokers acting in violation of noncompetition and nonsolicitation agreements.
Keith Kettering represented a broker in a significant disciplinary administrative proceeding in FINRA in which the regulators sought a full suspension for nearly one year against the client.
Keith Ketterling has represented, on numerous occasions, select clients sued as underwriters in securities class actions.
Stoll Berne attorneys Keith Ketterling and Steve Berman represented a regional broker-dealer in pre-litigation resolution of claims arising out of the broker-dealer’s agent’s sales of securities.
Stoll Berne attorneys Keith Ketterling and Yoona Park defended a broker-dealer against an investor’s allegations that improper investments had been made given his investor risk profile and that his account had been churned.